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A TO Z ASSET ADVISORS, LLC

CRD No. 146146 | RIA/Wealth Manager | Last Form ADV Filed on 03 Feb 2025 | Registration: State
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A TO Z ASSET ADVISORS, LLC is a financial planning and investment management firm founded in 2008. The firm offers personalized services to individuals, families, small businesses, trusts, and estates. Their services include financial objective determination, investment management, cash flow planning, tax planning, insurance review, education funding, retirement planning, and estate planning. A to Z is a fee-only firm that does not sell financial products or securities. They use Charles Schwab, Inc. and American Funds as custodians for client assets. The firm is solely owned by Carolyn Lumley and manages approximately $15,187,569 in assets for 69 client households on a discretionary basis. A to Z tailors relationships based on client goals and objectives, considering factors like risk tolerance, time horizon, and tax situation. Clients sign an Investment Advisory Agreement detailing services and fees, with options for financial planning without investment management. The firm primarily invests in cash, equities, and mutual funds, aiming to secure institutional class shares with lower fees. Clients can terminate the agreement with notice, forfeiting any prepaid fees.

Identifying Information
CRD No.
146146
Latest Filing
03 Feb 2025
Form of Organization
Limited Liability Company
Legal Domicile
NV, United States
Registration
State
State Regulator Details
NV | APPROVED | 2008-01-10
SC | APPROVED | 2022-11-04
Contact Details
Phone
000-000-0000
Fax
000-000-0000
Company Information
Client Type Type Clients AUM
Individuals (other than high net worth individuals) 000 $0,000,000,000
Client Type with highest AUM
Individuals (other than high net worth individuals)
Proportion of Hedge Funds (by Gross Asset Value)
0%
Last change in no. of employees in an advisory capacity
0 %
Last change in AUM (Annualized)
0 %
Total Reg. AUM $15,187,569
Discretionary $15,187,569
Non-Discretionary $0
$15.19M
Employee Strength 1
1
No. of Accounts 170
Discretionary 170
Non-Discretionary 0
170

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Direct Owners
LUMLEY, CAROLYN, LOU
MANAGER (75% or more)

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