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ADVICE AND PLANNING SERVICES

CRD No. 20472 | New York | Insurance Adviser, RIA/Wealth Manager | Last Form ADV Filed on 07 Oct 2024 | Registration: SEC
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ADVICE AND PLANNING SERVICES filed its most recent ADV on October 07, 2024. The firm disclosed $32.68 B in assets. Its largest client type are high net worth individuals and the firm attributes 75.29% of its AUM to high net worth individuals. It disclosed 1519 employees and 73,602 accounts in its latest filing.

Identifying Information
CRD No.
20472
Latest Filing
07 Oct 2024
SEC No.
801-63550
Form of Organization
Limited Liability Company
Legal Domicile
DE, United States
Registration
SEC
Contact Details
Street Address
730 THIRD AVENUE
City
NEW YORK
Postal Code
10017-3206
Location
New York, United States
Phone
000-000-0000
Fax
000-000-0000
Company Information
Large Advisory Firm - AUM > $100m or (AUM > $90m & registered with SEC)
Client Type Type Clients AUM
High net worth individuals 000 $0,000,000,000
Individuals (other than high net worth individuals) 000 $0,000,000,000
Corporations or other businesses not listed above 000 $0,000,000,000
Charitable organizations 000 $0,000,000,000
Client Type with highest AUM
High net worth individuals
Proportion of Hedge Funds (by Gross Asset Value)
0%
Last change in no. of employees in an advisory capacity
18 %
Last change in AUM (Annualized)
6 %
Total Reg. AUM $32,676,871,332
Discretionary $32,676,871,332
Non-Discretionary $0
$32.68B
Employee Strength 1,519
1.519K
No. of Accounts 73,602
Discretionary 73,602
Non-Discretionary 0
73.6K

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Direct Owners
WEINSTEIN, SCOTT WILLIAM
CHIEF COMPLIANCE OFFICER - BROKER DEALER (less than 5%)
BARNHILL, HELEN GWYN
CHIEF LEGAL OFFICER (less than 5%)
JOHN SMITH
MANAGING DIRECTOR (More than 10% but less than 25%)
JOHN SMITH
MANAGING DIRECTOR (More than 10% but less than 25%)
JOHN SMITH
MANAGING DIRECTOR (More than 10% but less than 25%)
Indirect Owners
TIAA BOARD OF GOVERNORS
SOLE OWNER (75% or more)

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