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CALLAHAN FINANCIAL PLANNING COMPANY

CRD No. 153050 | Nebraska | RIA/Wealth Manager | Last Form ADV Filed on 26 Jul 2021 | Registration: SEC | Not Currently Registered
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Callahan Financial Planning is a financial planning and investment advisory firm that provides services to individuals, families, and institutions. The company seeks to maintain objectivity and independence when making recommendations to clients. In April 2021, Callahan Financial Planning merged its operations with TS Bank, which resulted in a change of control in the ownership of the investment advisory business and a change in the Board of Directors and management team. William Callahan, the previous majority shareholder, is now a minority shareholder of the combined entity alongside certain other staff. The bank holding company is owned, in part, by TS Bank staff and family of staff, with the majority of shares held by the Heidi Guttau-Fox & Joshua Guttau Irrevocable Living Trust. Callahan Financial Planning does not receive or participate in sales or commission otherwise of any financial product, including stocks, bonds, mutual funds, exchange traded funds, annuities, or other instruments. The firm has received approval from the SEC for registration as an investment adviser, effective April 1, 2021, and assets will now be managed by TS Bank's separately identifiable division, as successor to the business of Callahan Financial Planning Company.

Identifying Information
CRD No.
153050
Latest Filing
26 Jul 2021
SEC No.
801-111701
Form of Organization
Corporation
Legal Domicile
NE, United States
Registration
SEC
Contact Details
Street Address
3157 FARNAM STREET SUITE 7111
City
OMAHA
Postal Code
68131
Location
Nebraska, United States
Phone
000-000-0000
Fax
000-000-0000
Company Information
Client Type with highest AUM
Individuals (other than high net worth individuals)
Proportion of Hedge Funds (by Gross Asset Value)
0%
Last change in no. of employees in an advisory capacity
72 %
Last change in AUM (Annualized)
-100 %
Total Reg. AUM $224,927,892
$224.9M
Employee Strength 9
9

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Direct Owners
BRAUER, REUBEN, J
VICE PRESIDENT, FINANCIAL PLANNING (less than 5%)
CERVEN, ALLISON, NICOLE
CHIEF COMPLIANCE OFFICER, FINANCIAL PLANNER (less than 5%)
JOHN SMITH
MANAGING DIRECTOR (More than 10% but less than 25%)

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