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FINANCIAL AVENUES

CRD No. 153458 | RIA/Wealth Manager | Last Form ADV Filed on 31 Jan 2025 | Registration: State
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Financial Avenues, LLC is a Missouri-based registered investment advisor founded by Ms. Tracy St. John, who serves as the principal and managing member of the firm. The company offers fee-only financial planning, investment consultation, and management services to clients in Missouri, Kansas, and Nebraska. They operate under a fiduciary standard, prioritizing client interests and providing personalized financial guidance. The firm conducts complimentary interviews to assess clients' financial needs and goals, offering services such as cash flow analysis, retirement planning, risk management, tax strategies, and estate planning. Clients can opt for ongoing financial planning or investment oversight services at an additional fee. Financial Avenues does not report assets under management due to their investment oversight approach. They charge hourly fees for financial planning services and fixed fees for periodic investment reviews and rebalancing. The firm does not participate in wrap fee programs and typically recommends no-load or low-load investment products. Additionally, they offer educational workshops and financial wellness programs for employees. Clients have the flexibility to terminate agreements with the firm, with prorated charges for services rendered upon termination.

Identifying Information
CRD No.
153458
Latest Filing
31 Jan 2025
Form of Organization
Limited Liability Company
Legal Domicile
MO, United States
Registration
State
State Regulator Details
KS | APPROVED | 2010-10-25
MO | APPROVED | 2010-07-30
NE | APPROVED | 2019-01-10
TX | CONDREST | 2017-05-05
Contact Details
Phone
000-000-0000
Company Information
Employee Strength
4

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Direct Owners
ST. JOHN, TRACY, LEE
MANAGING MEMBER/FIRM PRINCIPAL/FINANCIAL ADVISOR (75% or more)

SEC Links
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