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INTEGRITY ADVISERS LLC

CRD No. 310757 | RIA/Wealth Manager | Last Form ADV Filed on 06 Sep 2024 | Registration: State
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Integrity Advisers LLC is an investment advisory firm based in Washington. It was formed on September 5, 2017, and became a registered investment advisor in the state of Washington on June 22, 2020. The sole owner and Managing Member of Integrity is David Wong. The firm offers comprehensive investment advisory services to its clients. These services include gathering information about clients' financial situation, goals, and risk tolerance to customize investment strategies. Integrity charges an asset-based fee for ongoing investment management services, with no specified term. In managing investments, Integrity uses various financial instruments such as money market funds, mutual funds, ETFs, UITs, REITs, ADRs, LPs, MLPs, domestic equities, convertible debentures, convertible preferred stock, preferred stock, and fixed insurance products when appropriate. However, they do not use derivatives, private placements, venture capital, non-U.S. dollar denominated securities, or engage in futures trading. Integrity may recommend third-party investment advisors or sub-advisors to manage portions of a client's portfolio. These sub-advisors charge separate fees, which are paid out of the total fees charged by Integrity. Additionally, Integrity provides planning and consulting services for specific needs, such as cash management, budgeting, risk management, education funding, retirement planning, estate planning, investment planning, and tax planning. These services are offered for an hourly fee or a flat rate. As of November 13, 2023, Integrity manages $0 on a discretionary basis and $0 on a non-discretionary basis. Integrity acknowledges its fiduciary duty to act in the best interest of its clients and explicitly recognizes its fiduciary status under ERISA or the Internal Revenue Code for retirement investors. Overall, Integrity Advisers LLC aims to provide tailored investment advisory services and act as a fiduciary for its clients' best interests.

Identifying Information
CRD No.
310757
Latest Filing
06 Sep 2024
Form of Organization
Limited Liability Company
Legal Domicile
WA, United States
Registration
State
State Regulator Details
CA | APPROVED | 2021-01-20
Contact Details
Street Address
453 S SPRING ST, STE 400 PMB 285
City
LOS ANGELES
Postal Code
90013
Phone
000-000-0000
Company Information
Client Type with highest AUM
Individuals (other than high net worth individuals)
Proportion of Hedge Funds (by Gross Asset Value)
0%
Last change in no. of employees in an advisory capacity
-48 %
Last change in AUM (Annualized)
0 %
Total Reg. AUM $0
Discretionary $0
Non-Discretionary $0
$0
Employee Strength 1
No. of Accounts 0
Discretionary 0
Non-Discretionary 0

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Direct Owners
WONG, DAVID, WEI
CEO AND COMPLIANCE OFFICER (75% or more)

SEC Links
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