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PENN WEALTH MANAGEMENT

CRD No. 152948 | Kansas | RIA/Wealth Manager | Last Form ADV Filed on 25 Mar 2024 | Registration: State
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PENN WEALTH MANAGEMENT, LLC is a fee-only investment management firm founded in 2008, providing personalized investment management services to individuals, trusts, and small businesses. The firm acts as a custodian for client assets under management, with trades executed under a limited power of attorney. They manage approximately $12 million in assets across 100 accounts as of December 31, 2023. The principal owner is Michael S. Hazell. Clients' goals and risk tolerance levels are documented in their client relationship management system, WealthBox. Services include cash flow management, insurance review, investment management, education planning, retirement planning, estate planning, and tax advisory related to investment management. Fees are typically based on a percentage of assets managed. Investments primarily consist of fixed-income vehicles, ETFs, open-ended funds, equities, and ADRs. PENN WEALTH MANAGEMENT does not receive compensation from fund companies. Clients can impose restrictions on investments, and agreements can be terminated by either party with pro-rata fees. IPOs are not available through the firm.

Identifying Information
CRD No.
152948
Latest Filing
25 Mar 2024
Form of Organization
Limited Liability Company
Legal Domicile
KS, United States
Registration
State
State Regulator Details
KS | APPROVED | 2010-04-06
TX | CONDREST | 2018-02-21
Contact Details
Street Address
7300 WEST 110TH STREET, SUITE 700
City
OVERLAND PARK
Postal Code
66210
Location
Kansas, United States
Phone
000-000-0000
Fax
000-000-0000
Company Information
Client Type Type Clients AUM
Individuals (other than high net worth individuals) 000 $0,000,000,000
Client Type with highest AUM
Individuals (other than high net worth individuals)
Proportion of Hedge Funds (by Gross Asset Value)
0%
Total Reg. AUM $12,000,000
Discretionary $11,800,000
Non-Discretionary $200,000
$12M
Employee Strength 1
1
No. of Accounts 74
Discretionary 71
Non-Discretionary 3
74

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Direct Owners
HAZELL, MICHAEL, SIMMONS
PRESIDENT/MEMBER (75% or more)

SEC Links
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