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SHORELINE CAPITAL CORPORATION

CRD No. 128530 | Massachusetts | RIA/Wealth Manager | Last Form ADV Filed on 26 Mar 2024 | Registration: State
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SHORELINE CAPITAL CORPORATION, founded in April 2001 and owned by William Goldenberg, manages around $72 million on a discretionary basis as of December 2023. The firm specializes in personalized portfolio management for high-net-worth individuals and associated trusts, following a fundamental, value-based investment philosophy for long-term capital appreciation. Each client's portfolio typically consists of 10-25 carefully selected companies, with a belief that concentrated portfolios offer better return potential. While there are no restrictions on stock weightings or industry sector allocations, clients can impose reasonable limitations on account management. The company aims to keep portfolios fully invested, with minimal cash holdings, but may adjust based on market conditions. Generally avoiding leverage, SHORELINE CAPITAL CORPORATION may use modest leverage at a client's request. Overall, the firm focuses on tailored investment strategies to meet the unique needs and objectives of its clientele.

Identifying Information
CRD No.
128530
Latest Filing
26 Mar 2024
SEC No.
801-68355
Form of Organization
Corporation
Legal Domicile
ME, United States
Registration
State
State Regulator Details
MA | APPROVED | 2009-03-26
ME | APPROVED | 2017-08-08
Contact Details
Street Address
11 GRANARY WAY
City
BOOTHBAY HARBOR
Postal Code
04538
Location
Massachusetts, United States
Phone
000-000-0000
Company Information
Client Type with highest AUM
High net worth individuals
Proportion of Hedge Funds (by Gross Asset Value)
0%
Total Reg. AUM $72,349,603
Discretionary $72,349,603
Non-Discretionary $0
$72.35M
Employee Strength 1
1
No. of Accounts 23
Discretionary 23
Non-Discretionary 0
23

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Direct Owners
GOLDENBERG, WILLIAM, JOSEPH
PRESIDENT/CHIEF COMPLIANCE OFFICER (75% or more)

Form 13F
Top Holdings Amount Value
1 SPDR SP 500 ETF TR TR UNIT 1,200,000 $ 688,512,000
2 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 2,737,700 $ 475,456,370
3 SPDR SER TR SP RETAIL ETF 3,500,000 $ 271,915,000
4 PHILIP MORRIS INTL INC COM 1,572,900 $ 190,950,060
5 AIR PRODS CHEMS INC COM 537,000 $ 159,886,380
SEC Filings for TOMS Capital Investment Management LP (CIK No. 1743937)
Sep 2020May 2021Dec 2021Aug 2022Mar 2023Nov 2023Jul 2024Form 13F-HRForm 13F-HR/AForm 3Form 4Form N-PXForm SC 13G
SEC Links
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