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SOUND ASSET MANAGEMENT, INC.

CRD No. 124104 | RIA/Wealth Manager | Last Form ADV Filed on 03 Feb 2025 | Registration: State
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Sound Asset Management, Inc. is a fee-only financial planning and investment management firm founded in 2001. They offer personalized financial planning and investment management services to individuals, pension and profit sharing plans, trusts, estates, and small businesses. The firm does not receive commissions for selling financial products and maintains a strict fee-only policy. As of December 31, 2023, Sound Asset Management manages approximately $85 million in assets for around 40 clients, with $48.2 million managed on a discretionary basis and $36.8 million on a non-discretionary basis. The principal owners of the firm are Greg A. Rutherford, CFP® (90% stockholder) and Charles M. Meeder, CPA, CFP® (10% stockholder). Sound Asset Management provides various advisory services including investment supervisory services, asset management, investment advice, special reports on securities, and more. Clients can choose from different agreements such as Financial Planning Agreement, Advisory Service Agreement, Investment Management Agreement, or Hourly Planning Engagements based on their needs. The firm primarily invests in no-load or low-load mutual funds, exchange-traded funds, stocks, bonds, and other securities. Clients have control over their assets, and the firm places trades under a limited power of attorney. Clients can terminate agreements at any time with proper notice.

Identifying Information
CRD No.
124104
Latest Filing
03 Feb 2025
Form of Organization
Corporation
Legal Domicile
IL, United States
Registration
State
State Regulator Details
IL | APPROVED | 2001-10-01
Contact Details
Phone
000-000-0000
Fax
000-000-0000
Company Information
Client Type Type Clients AUM
Individuals (other than high net worth individuals) 000 $0,000,000,000
High net worth individuals 000 $0,000,000,000
Client Type with highest AUM
High net worth individuals
Proportion of Hedge Funds (by Gross Asset Value)
0%
Last change in no. of employees in an advisory capacity
0 %
Last change in AUM (Annualized)
13 %
Total Reg. AUM $95,000,000
Discretionary $53,200,000
Non-Discretionary $41,800,000
$95M
Employee Strength 1
1
No. of Accounts 213
Discretionary 194
Non-Discretionary 19
213

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Direct Owners
Rutherford, Greg, Anthony
PRESIDENT (75% or more)

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