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Equities

Name	Ticker	Last Returns
Mountain Province Diamonds Inc - MPVD	MPVD	Feb 10, 2020
Diplomat Pharmacy, Inc - DPLO	DPLO	Feb 07, 2020
Innophos Holdings, Inc - IPHS	IPHS	Feb 07, 2020
Continental Building Products, Inc - CBPX	CBPX	Feb 05, 2020
CPFL Energia S.A. - CPL	CPL	Feb 05, 2020
William Lyon Homes - WLH	WLH	Feb 05, 2020
Virtus Investment Partners Inc. 7.25% Series D Mandatory Convertible Preferred Stock - VRTSP	VRTSP	Feb 03, 2020
Cision Ltd - CISN	CISN	Feb 03, 2020
Liberty Property Trust - LPT	LPT	Feb 03, 2020
Medgenics Inc - GNMX	GNMX	Feb 03, 2020
Bank of America Corporation Depositary Shares Series Y - BAC-P-Y	BAC-P-Y	Feb 03, 2020
Southcross Energy Partners LP - SXE	SXE	Jan 31, 2020
United Community Financial Corp - UCFC	UCFC	Jan 31, 2020
Alcentra Capital Corp - ABDC	ABDC	Jan 31, 2020
Oaktree Specialty Lending Corporation 5875 Senior Notes due 2024 - OSLE	OSLE	Jan 31, 2020
Eagle Point Credit Company Inc 7.75% Pfd Ser A 2022 - ECCA	ECCA	Jan 29, 2020
DFB Healthcare Acquisitions Corp Warrant - DFBHW	DFBHW	Jan 24, 2020
WellCare Health Plans, Inc - WCG	WCG	Jan 23, 2020
McDermott International - MDR	MDR	Jan 22, 2020
Teekay Offshore Partners LP - TOO	TOO	Jan 22, 2020
Sonoma Pharmaceuticals Inc Warrants - SNOAW	SNOAW	Jan 22, 2020
Mosaic Acquisition Corp Units each consisting of one Class A Ordinary Share and onethird of one Warrant - MOSC-U	MOSC-U	Jan 17, 2020
Mosaic Acquisition Corp Warrants each exercisable for one Class A Ordinary Share at an exercise price of 1150 per share - MOSC-WS	MOSC-WS	Jan 17, 2020
ArQule, Inc - ARQL	ARQL	Jan 16, 2020
QLT Inc - NVLN	NVLN	Jan 16, 2020
Axis Capital Holdings Limited Preferred Series D Bermuda - AXS-P-D	AXS-P-D	Jan 16, 2020
Stanley Black & Decker, Inc - SWJ	SWJ	Jan 15, 2020
Jaguar Mining Inc (USA) - JAG	JAG	Jan 14, 2020
Synergy Resources Corp - SRCI	SRCI	Jan 14, 2020
Allstate Corporation The Dep Shs Repstg 11000th Perp Pfd Ser A - ALL-P-A	ALL-P-A	Jan 14, 2020
Morgan Stanley Depositary Shares Series G - MS-P-G	MS-P-G	Jan 14, 2020
Carbonite Inc - CARB	CARB	Jan 10, 2020
Wesco Aircraft Holdings Inc - WAIR	WAIR	Jan 09, 2020
Colony Capital Inc 825 Series B cumulative redeemable perpetual preferred stock - CLNY-P-B	CLNY-P-B	Jan 09, 2020
Colony Capital Inc 875 Series E cumulative redeemable perpetual preferred stock - CLNY-P-E	CLNY-P-E	Jan 09, 2020
The Medicines Company - MDCO	MDCO	Jan 06, 2020
Avon Products, Inc - AVP	AVP	Jan 03, 2020
FTD Companies Inc - FTD	FTD	Jan 02, 2020
Genesee & Wyoming Inc - GWR	GWR	Jan 02, 2020
Two Rivers Bancorp - TRCB	TRCB	Jan 02, 2020
Bancorp of New Jersey Inc - BKJ	BKJ	Dec 31, 2019
Ecology and Environment - EEI	EEI	Dec 31, 2019
Entegra Financial Corp - ENFC	ENFC	Dec 31, 2019
Northern Trust Corp - NTRSP	NTRSP	Dec 31, 2019
Industrial Services of America, Inc - IDSA	IDSA	Dec 30, 2019
Kimco Realty Corporation Depositary Sh Repstg 11000th Pfd CL J - KIM-P-J	KIM-P-J	Dec 30, 2019
Emerge Energy Services LP - EMES	EMES	Dec 27, 2019
Deutsch Bk Contingent Cap Tr V Tr Pfd Secs - DKT	DKT	Dec 27, 2019
PS Business Parks Inc Depositary Shares Series V - PSB-P-V	PSB-P-V	Dec 27, 2019
Public Storage Depositary Shares Series A - PSA-P-A	PSA-P-A	Dec 27, 2019
PS Business Parks Inc Dep Shs Repstg 11000 Pfd Ser U - PSB-P-U	PSB-P-U	Dec 27, 2019
SB Financial Group, Inc - SBFGP	SBFGP	Dec 26, 2019
Gabelli Dividend Pfd Series D - GDV-P-D	GDV-P-D	Dec 24, 2019
Gabelli Equity Trust Inc The Preferred Stock Series D - GAB-P-D	GAB-P-D	Dec 24, 2019
Gabelli MultiMedia Trust Inc The Preferred Series B - GGT-P-B	GGT-P-B	Dec 24, 2019
DHX Media Ltd - DHXM	DHXM	Dec 23, 2019
CARBO Ceramics Inc - CRR	CRR	Dec 20, 2019
Carrizo Oil & Gas, Inc - CRZO	CRZO	Dec 20, 2019
Hornbeck Offshore Services, Inc - HOS	HOS	Dec 20, 2019
ABEOW - ABEOW	ABEOW	Dec 20, 2019
Twelve Seas Investment Company Rights - BROGR	BROGR	Dec 20, 2019
Twelve Seas Investment Company Units 1 Ord 1 War 1 Rts - BROGU	BROGU	Dec 20, 2019
Arotech Corp - ARTX	ARTX	Dec 19, 2019
Civista Bancshares, Inc - CIVBP	CIVBP	Dec 19, 2019
Presidio Inc - PSDO	PSDO	Dec 19, 2019
OHA Investment Corp - OHAI	OHAI	Dec 18, 2019
New Frontier Corporation Units each consisting of one Class A Ordinary Share and one half of one Warrant - NFC-U	NFC-U	Dec 18, 2019
New Frontier Corporation Warrants each whole warrant exercisable for one Class A ordinary share at an exercise price of 1150 per share - NFC-WS	NFC-WS	Dec 18, 2019
Pivotal Acquisition Corp Units each consisting of one share of Class A Common Stock and one redeemable Warrant - PVT-U	PVT-U	Dec 18, 2019
Cloud Peak Energy Inc - CLD	CLD	Dec 17, 2019
Sienna Biopharmaceuticals Inc - SNNA	SNNA	Dec 16, 2019
Vitamin Shoppe, Inc - VSI	VSI	Dec 16, 2019
Motif Bio plc - MTFB	MTFB	Dec 16, 2019
Motif Bio plc Warrant - MTFBW	MTFBW	Dec 16, 2019
AEGON N.V. Perp. Cap Secs. - AEH	AEH	Dec 13, 2019
Regalwood Global Energy Ltd. Class A - RWGE	RWGE	Dec 13, 2019
Fibrocell Science Inc - FCSC	FCSC	Dec 13, 2019
Weatherford International Ltd - WFT	WFT	Dec 13, 2019
Regalwood Global Energy Ltd Units - RWGE-U	RWGE-U	Dec 13, 2019
Regalwood Global Energy Ltd Warrants each whole warrant exercisable for one Class A ordinary share at an exercise price of 1150 - RWGE-WS	RWGE-WS	Dec 13, 2019
State Street Corporation Depository Shares Series E - STT-P-E	STT-P-E	Dec 13, 2019
Wells Fargo Company Cumulative Perpetual Preferred Stock Series A Liquidation Preference 25 per share - WFE-P-A	WFE-P-A	Dec 10, 2019
CABCO Series 2004101 Trust Goldman Sachs Capital I Floating Rate Callable Certificates - GYB	GYB	Dec 06, 2019
SunTrust Banks Inc Dep Shs repstg 14000 Perpetual Pfd Stk Ser A - STI-P-A	STI-P-A	Dec 06, 2019
Cambrex Corp - CBM	CBM	Dec 05, 2019
SemGroup Corp - SEMG	SEMG	Dec 05, 2019
CBS Corp - CBS	CBS	Dec 04, 2019
Viacom, Inc - VIAB	VIAB	Dec 04, 2019
Synthetic FixedIncome Securities Inc 700 Fixed Rate Structured Repackaged AssetBacked Trust Securities STRATS - GJV	GJV	Dec 04, 2019
Basic Energy Services, Inc - BAS	BAS	Dec 02, 2019
Oritani Financial Corp - ORIT	ORIT	Dec 02, 2019
DNB Financial Corp./PA/ - DNBF	DNBF	Nov 29, 2019
Celgene Corp Contingent Value Rt - CELGZ	CELGZ	Nov 29, 2019
Capital One Financial Corp Depository Shares Representing 140th Int Perp Pfd Ser C - COF-P-C	COF-P-C	Nov 29, 2019
Capital One Financial Corp Depository Shares Series D - COF-P-D	COF-P-D	Nov 29, 2019
J P Morgan Chase Company Depositary Shs Repstg 1400 Pfd Ser P - JPM-P-A	JPM-P-A	Nov 29, 2019
Buckeye Partners, L.P. - BPL	BPL	Nov 27, 2019
Corindus Vascular Robotics Inc - CVRS	CVRS	Nov 27, 2019
Key Energy Services, Inc - KEG	KEG	Nov 27, 2019
American Capital Agency Corp - AGNCB	AGNCB	Nov 25, 2019
GigCapital Inc Rights each exchangeable into onetenth of one share of Common Stock - GIG-R	GIG-R	Nov 25, 2019
GigCapital Inc Unit - GIG-U	GIG-U	Nov 25, 2019
Celgene Corp - CELG	CELG	Nov 22, 2019
Milacron Holdings Corp - MCRN	MCRN	Nov 22, 2019
Empire Resorts Inc - NYNY	NYNY	Nov 22, 2019
Old Line Bancshares, Inc. (MD) - OLBK	OLBK	Nov 22, 2019
SITE Centers Corp Dep Shs Repstg 120th Pfd Cl J - SITC-P-J	SITC-P-J	Nov 22, 2019
Toughbuilt Industries Inc Units Class A 1 Ord 1 War - TBLTU	TBLTU	Nov 21, 2019
TPG Pace Holdings Corp Units each consisting of one Class A ordinary share 0001 par value and onethird of one warrant - TPGH-U	TPGH-U	Nov 20, 2019
TPG Pace Holdings Corp Warrants each exercisable for one Class A Ordinary Share at an exercise price of 1150 per share - TPGH-WS	TPGH-WS	Nov 20, 2019
Applied DNA Sciences Inc Wt Pur Com Exp 11212019 - APDNW	APDNW	Nov 18, 2019
Foresight Energy, LP - FELP	FELP	Nov 15, 2019
Gabelli Convertible and Income Securities Fund Inc The Series B 600 Cumulative Preferred Stock - GCV-P-B	GCV-P-B	Nov 15, 2019
Constellation Alpha Capital Corp Warrant - CNACW	CNACW	Nov 15, 2019
Trinity Merger Corp Class A - TMCX	TMCX	Nov 14, 2019
Trinity Merger Corp Unit - TMCXU	TMCXU	Nov 14, 2019
Trinity Merger Corp Warrants 11052025 - TMCXW	TMCXW	Nov 14, 2019
Rexnord Corporation Depositary Shares Series A - RXN-P-A	RXN-P-A	Nov 14, 2019
Dova Pharmaceuticals Inc - DOVA	DOVA	Nov 12, 2019
DFB Healthcare Acquisitions Corp - Units (1 Ord & 1/3 War) - DFBHU	DFBHU	Nov 08, 2019
Genomic Health, Inc - GHDX	GHDX	Nov 08, 2019
Soleno Therapeutics Inc Series A Warrant - SLNOW	SLNOW	Nov 08, 2019
Sentinel Energy Services Inc - Units (1 Class A & 1/3 War) - STNLU	STNLU	Nov 07, 2019
Sentinel Energy Services Inc - STNL	STNL	Nov 07, 2019
Sentinel Energy Services Inc Warrant - STNLW	STNLW	Nov 07, 2019
Yahoo! Inc - AABA	AABA	Nov 06, 2019
Bureau Of Fugitive Recovery Inc - RVEN	RVEN	Nov 04, 2019
Stewardship Financial Corp - SSFN	SSFN	Oct 31, 2019
Bristow Group Inc - BRS	BRS	Oct 31, 2019
Highpower International Inc - HPJ	HPJ	Oct 31, 2019
LegacyTexas Financial Group Inc - LTXB	LTXB	Oct 31, 2019
United Financial Bancorp, Inc - UBNK	UBNK	Oct 31, 2019
NRC Group Holdings Corp - NRCG	NRCG	Oct 31, 2019
Urstadt Biddle Properties Inc Preferred Stock Series G 675 - UBP-P-G	UBP-P-G	Oct 31, 2019
C&J Energy Services Inc - CJ	CJ	Oct 30, 2019
Medidata Solutions Inc - MDSO	MDSO	Oct 28, 2019
JMP Group LLC - JMPB	JMPB	Oct 25, 2019
Rudolph Technologies Inc - RTEC	RTEC	Oct 25, 2019
Social Capital Hedosophia Holdings Corp. Class A par value $0.0001 - IPOA	IPOA	Oct 25, 2019
Gladstone Commercial Corporation 775 Series A Cumulative Redeemable Preferred Stock - GOODP	GOODP	Oct 25, 2019
Social Capital Hedosophia Holdings Corp Units each consisting of one Class A Ordinary Share and onethird of one warrant - IPOA-U	IPOA-U	Oct 25, 2019
Social Capital Hedosophia Holdings Corp Warrants each whole warrant exercisable for one Class A Ordinary Share at an exercise price of 1150 - IPOA-WS	IPOA-WS	Oct 25, 2019
Sears Hometown and Outlet Stores Inc - SHOS	SHOS	Oct 23, 2019
Alder Biopharmaceuticals Inc - ALDR	ALDR	Oct 22, 2019
MAM Software Group Inc - MAMS	MAMS	Oct 21, 2019
International Speedway Corp - ISCA	ISCA	Oct 18, 2019
First Republic Bank San Francisco California Depositary Shares Series D - FRC-P-D	FRC-P-D	Oct 17, 2019
Saul Centers Inc Depositary Shares Series C - BFS-P-C	BFS-P-C	Oct 16, 2019
ACQUITY GROUP LTD (Foreign) - AQ	AQ	Oct 14, 2019
Sothebys - BID	BID	Oct 14, 2019
Versum Materials Inc - VSM	VSM	Oct 14, 2019
The Allstate Corporation Leopards Each Representing A 11000th Interest In A Share Of Fixed Rate Noncumulative Perpetual Preferred Stock Series D - ALL-P-D	ALL-P-D	Oct 14, 2019
Allstate Corporation Depositary Shares Series E - ALL-P-E	ALL-P-E	Oct 14, 2019
Allstate Corporation The Leopards Dep Shares Representing 11000th Perp Pfd - ALL-P-F	ALL-P-F	Oct 14, 2019
DryShips Inc - DRYS	DRYS	Oct 11, 2019
Monotype Imaging Holdings Inc - TYPE	TYPE	Oct 11, 2019
Public Storage Depositary Shares Series U - PSA-P-U	PSA-P-U	Oct 11, 2019
Connecticut Water Service Inc - CTWS	CTWS	Oct 09, 2019
Castle Brands Inc - ROX	ROX	Oct 09, 2019
Halcon Resources Corp - HK	HK	Oct 08, 2019
Oaktree Capital Group LLC - OAK	OAK	Oct 08, 2019
Tower International Inc - TOWR	TOWR	Oct 08, 2019
Carbon Black Inc - CBLK	CBLK	Oct 08, 2019
Northstar Realty Europe Corp - NRE	NRE	Oct 07, 2019
The Carlyle Group L.P. - TCGP	TCGP	Oct 04, 2019
Alexandria Real Estate Equities Inc 700 Series D Cumulative Convertible Preferred Stock - ARE-P-D	ARE-P-D	Oct 04, 2019
National Retail Properties Depositary Shares Series E - NNN-P-E	NNN-P-E	Oct 04, 2019
Pointer Telocation Ltd - PNTR	PNTR	Oct 03, 2019
Black Ridge Acquisition Corp Warrants 10072024 - BRACW	BRACW	Oct 02, 2019
Gladstone Capital Corporation 6.00% Series 2024 Term Preferred Stock - GLADN	GLADN	Oct 01, 2019
DTE Energy Company 2016 Corporate Units - DTV	DTV	Sep 30, 2019
Halcon Resources Corporation Warrant - HK-WS	HK-WS	Sep 30, 2019
Tribune Media Company - TRCO	TRCO	Sep 27, 2019
Entree Gold Inc - EGI	EGI	Sep 27, 2019
Chesapeake Lodging Trust - CHSP	CHSP	Sep 26, 2019
Cray Inc - CRAY	CRAY	Sep 25, 2019
Del Frisco's Restaurant Group Inc - DFRG	DFRG	Sep 25, 2019
Shutterfly, Inc - SFLY	SFLY	Sep 25, 2019
Finisar Corp - FNSR	FNSR	Sep 24, 2019
Peak Resorts, Inc - SKIS	SKIS	Sep 24, 2019
BT Group plc - BT	BT	Sep 20, 2019
Intermolecular Inc - IMI	IMI	Sep 20, 2019
MidSouth Bancorp, Inc - MSL	MSL	Sep 20, 2019
EMC Insurance Group Inc - EMCI	EMCI	Sep 19, 2019
Speedway Motorsports, Inc - TRK	TRK	Sep 17, 2019
Total System Services, Inc - TSS	TSS	Sep 17, 2019
Kimco Realty Corporation DEPOSITARY SH REPSTG 11000TH PFD SER I - KIM-P-I	KIM-P-I	Sep 13, 2019
Kimco Realty Corporation Depositary Shares Series K - KIM-P-K	KIM-P-K	Sep 13, 2019
ASV Holdings Inc - ASV	ASV	Sep 11, 2019
- MMDM	MMDM	Sep 11, 2019
NxtID Inc Wt Exp 02092019 - NXTDW	NXTDW	Sep 11, 2019
Modern Media Acquisition Corp. Unit - MMDMU	MMDMU	Sep 10, 2019
- MMDMR	MMDMR	Sep 10, 2019
Hydrogenics Corp - HYGS	HYGS	Sep 09, 2019
- MMDMW	MMDMW	Sep 09, 2019
Bank of America Corporation Depository Shares Series W - BAC-P-W	BAC-P-W	Sep 06, 2019
Seadrill Partners LLC - SDLP	SDLP	Sep 05, 2019
MBT Financial Corp - MBTF	MBTF	Sep 03, 2019
PHI Inc - PHIIK	PHIIK	Sep 03, 2019
Ascent Capital Group Inc - ASCMA	ASCMA	Aug 30, 2019

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Equities

Name	Ticker	Last Returns
Mountain Province Diamonds Inc - MPVD	MPVD	Feb 10, 2020
Diplomat Pharmacy, Inc - DPLO	DPLO	Feb 07, 2020
Innophos Holdings, Inc - IPHS	IPHS	Feb 07, 2020
Continental Building Products, Inc - CBPX	CBPX	Feb 05, 2020
CPFL Energia S.A. - CPL	CPL	Feb 05, 2020
William Lyon Homes - WLH	WLH	Feb 05, 2020
Virtus Investment Partners Inc. 7.25% Series D Mandatory Convertible Preferred Stock - VRTSP	VRTSP	Feb 03, 2020
Cision Ltd - CISN	CISN	Feb 03, 2020
Liberty Property Trust - LPT	LPT	Feb 03, 2020
Medgenics Inc - GNMX	GNMX	Feb 03, 2020
Bank of America Corporation Depositary Shares Series Y - BAC-P-Y	BAC-P-Y	Feb 03, 2020
Southcross Energy Partners LP - SXE	SXE	Jan 31, 2020
United Community Financial Corp - UCFC	UCFC	Jan 31, 2020
Alcentra Capital Corp - ABDC	ABDC	Jan 31, 2020
Oaktree Specialty Lending Corporation 5875 Senior Notes due 2024 - OSLE	OSLE	Jan 31, 2020
Eagle Point Credit Company Inc 7.75% Pfd Ser A 2022 - ECCA	ECCA	Jan 29, 2020
DFB Healthcare Acquisitions Corp Warrant - DFBHW	DFBHW	Jan 24, 2020
WellCare Health Plans, Inc - WCG	WCG	Jan 23, 2020
McDermott International - MDR	MDR	Jan 22, 2020
Teekay Offshore Partners LP - TOO	TOO	Jan 22, 2020
Sonoma Pharmaceuticals Inc Warrants - SNOAW	SNOAW	Jan 22, 2020
Mosaic Acquisition Corp Units each consisting of one Class A Ordinary Share and onethird of one Warrant - MOSC-U	MOSC-U	Jan 17, 2020
Mosaic Acquisition Corp Warrants each exercisable for one Class A Ordinary Share at an exercise price of 1150 per share - MOSC-WS	MOSC-WS	Jan 17, 2020
ArQule, Inc - ARQL	ARQL	Jan 16, 2020
QLT Inc - NVLN	NVLN	Jan 16, 2020
Axis Capital Holdings Limited Preferred Series D Bermuda - AXS-P-D	AXS-P-D	Jan 16, 2020
Stanley Black & Decker, Inc - SWJ	SWJ	Jan 15, 2020
Jaguar Mining Inc (USA) - JAG	JAG	Jan 14, 2020
Synergy Resources Corp - SRCI	SRCI	Jan 14, 2020
Allstate Corporation The Dep Shs Repstg 11000th Perp Pfd Ser A - ALL-P-A	ALL-P-A	Jan 14, 2020
Morgan Stanley Depositary Shares Series G - MS-P-G	MS-P-G	Jan 14, 2020
Carbonite Inc - CARB	CARB	Jan 10, 2020
Wesco Aircraft Holdings Inc - WAIR	WAIR	Jan 09, 2020
Colony Capital Inc 825 Series B cumulative redeemable perpetual preferred stock - CLNY-P-B	CLNY-P-B	Jan 09, 2020
Colony Capital Inc 875 Series E cumulative redeemable perpetual preferred stock - CLNY-P-E	CLNY-P-E	Jan 09, 2020
The Medicines Company - MDCO	MDCO	Jan 06, 2020
Avon Products, Inc - AVP	AVP	Jan 03, 2020
FTD Companies Inc - FTD	FTD	Jan 02, 2020
Genesee & Wyoming Inc - GWR	GWR	Jan 02, 2020
Two Rivers Bancorp - TRCB	TRCB	Jan 02, 2020
Bancorp of New Jersey Inc - BKJ	BKJ	Dec 31, 2019
Ecology and Environment - EEI	EEI	Dec 31, 2019
Entegra Financial Corp - ENFC	ENFC	Dec 31, 2019
Northern Trust Corp - NTRSP	NTRSP	Dec 31, 2019
Industrial Services of America, Inc - IDSA	IDSA	Dec 30, 2019
Kimco Realty Corporation Depositary Sh Repstg 11000th Pfd CL J - KIM-P-J	KIM-P-J	Dec 30, 2019
Emerge Energy Services LP - EMES	EMES	Dec 27, 2019
Deutsch Bk Contingent Cap Tr V Tr Pfd Secs - DKT	DKT	Dec 27, 2019
PS Business Parks Inc Depositary Shares Series V - PSB-P-V	PSB-P-V	Dec 27, 2019
Public Storage Depositary Shares Series A - PSA-P-A	PSA-P-A	Dec 27, 2019
PS Business Parks Inc Dep Shs Repstg 11000 Pfd Ser U - PSB-P-U	PSB-P-U	Dec 27, 2019
SB Financial Group, Inc - SBFGP	SBFGP	Dec 26, 2019
Gabelli Dividend Pfd Series D - GDV-P-D	GDV-P-D	Dec 24, 2019
Gabelli Equity Trust Inc The Preferred Stock Series D - GAB-P-D	GAB-P-D	Dec 24, 2019
Gabelli MultiMedia Trust Inc The Preferred Series B - GGT-P-B	GGT-P-B	Dec 24, 2019
DHX Media Ltd - DHXM	DHXM	Dec 23, 2019
CARBO Ceramics Inc - CRR	CRR	Dec 20, 2019
Carrizo Oil & Gas, Inc - CRZO	CRZO	Dec 20, 2019
Hornbeck Offshore Services, Inc - HOS	HOS	Dec 20, 2019
ABEOW - ABEOW	ABEOW	Dec 20, 2019
Twelve Seas Investment Company Rights - BROGR	BROGR	Dec 20, 2019
Twelve Seas Investment Company Units 1 Ord 1 War 1 Rts - BROGU	BROGU	Dec 20, 2019
Arotech Corp - ARTX	ARTX	Dec 19, 2019
Civista Bancshares, Inc - CIVBP	CIVBP	Dec 19, 2019
Presidio Inc - PSDO	PSDO	Dec 19, 2019
OHA Investment Corp - OHAI	OHAI	Dec 18, 2019
New Frontier Corporation Units each consisting of one Class A Ordinary Share and one half of one Warrant - NFC-U	NFC-U	Dec 18, 2019
New Frontier Corporation Warrants each whole warrant exercisable for one Class A ordinary share at an exercise price of 1150 per share - NFC-WS	NFC-WS	Dec 18, 2019
Pivotal Acquisition Corp Units each consisting of one share of Class A Common Stock and one redeemable Warrant - PVT-U	PVT-U	Dec 18, 2019
Cloud Peak Energy Inc - CLD	CLD	Dec 17, 2019
Sienna Biopharmaceuticals Inc - SNNA	SNNA	Dec 16, 2019
Vitamin Shoppe, Inc - VSI	VSI	Dec 16, 2019
Motif Bio plc - MTFB	MTFB	Dec 16, 2019
Motif Bio plc Warrant - MTFBW	MTFBW	Dec 16, 2019
AEGON N.V. Perp. Cap Secs. - AEH	AEH	Dec 13, 2019
Regalwood Global Energy Ltd. Class A - RWGE	RWGE	Dec 13, 2019
Fibrocell Science Inc - FCSC	FCSC	Dec 13, 2019
Weatherford International Ltd - WFT	WFT	Dec 13, 2019
Regalwood Global Energy Ltd Units - RWGE-U	RWGE-U	Dec 13, 2019
Regalwood Global Energy Ltd Warrants each whole warrant exercisable for one Class A ordinary share at an exercise price of 1150 - RWGE-WS	RWGE-WS	Dec 13, 2019
State Street Corporation Depository Shares Series E - STT-P-E	STT-P-E	Dec 13, 2019
Wells Fargo Company Cumulative Perpetual Preferred Stock Series A Liquidation Preference 25 per share - WFE-P-A	WFE-P-A	Dec 10, 2019
CABCO Series 2004101 Trust Goldman Sachs Capital I Floating Rate Callable Certificates - GYB	GYB	Dec 06, 2019
SunTrust Banks Inc Dep Shs repstg 14000 Perpetual Pfd Stk Ser A - STI-P-A	STI-P-A	Dec 06, 2019
Cambrex Corp - CBM	CBM	Dec 05, 2019
SemGroup Corp - SEMG	SEMG	Dec 05, 2019
CBS Corp - CBS	CBS	Dec 04, 2019
Viacom, Inc - VIAB	VIAB	Dec 04, 2019
Synthetic FixedIncome Securities Inc 700 Fixed Rate Structured Repackaged AssetBacked Trust Securities STRATS - GJV	GJV	Dec 04, 2019
Basic Energy Services, Inc - BAS	BAS	Dec 02, 2019
Oritani Financial Corp - ORIT	ORIT	Dec 02, 2019
DNB Financial Corp./PA/ - DNBF	DNBF	Nov 29, 2019
Celgene Corp Contingent Value Rt - CELGZ	CELGZ	Nov 29, 2019
Capital One Financial Corp Depository Shares Representing 140th Int Perp Pfd Ser C - COF-P-C	COF-P-C	Nov 29, 2019
Capital One Financial Corp Depository Shares Series D - COF-P-D	COF-P-D	Nov 29, 2019
J P Morgan Chase Company Depositary Shs Repstg 1400 Pfd Ser P - JPM-P-A	JPM-P-A	Nov 29, 2019
Buckeye Partners, L.P. - BPL	BPL	Nov 27, 2019
Corindus Vascular Robotics Inc - CVRS	CVRS	Nov 27, 2019
Key Energy Services, Inc - KEG	KEG	Nov 27, 2019
American Capital Agency Corp - AGNCB	AGNCB	Nov 25, 2019
GigCapital Inc Rights each exchangeable into onetenth of one share of Common Stock - GIG-R	GIG-R	Nov 25, 2019
GigCapital Inc Unit - GIG-U	GIG-U	Nov 25, 2019
Celgene Corp - CELG	CELG	Nov 22, 2019
Milacron Holdings Corp - MCRN	MCRN	Nov 22, 2019
Empire Resorts Inc - NYNY	NYNY	Nov 22, 2019
Old Line Bancshares, Inc. (MD) - OLBK	OLBK	Nov 22, 2019
SITE Centers Corp Dep Shs Repstg 120th Pfd Cl J - SITC-P-J	SITC-P-J	Nov 22, 2019
Toughbuilt Industries Inc Units Class A 1 Ord 1 War - TBLTU	TBLTU	Nov 21, 2019
TPG Pace Holdings Corp Units each consisting of one Class A ordinary share 0001 par value and onethird of one warrant - TPGH-U	TPGH-U	Nov 20, 2019
TPG Pace Holdings Corp Warrants each exercisable for one Class A Ordinary Share at an exercise price of 1150 per share - TPGH-WS	TPGH-WS	Nov 20, 2019
Applied DNA Sciences Inc Wt Pur Com Exp 11212019 - APDNW	APDNW	Nov 18, 2019
Foresight Energy, LP - FELP	FELP	Nov 15, 2019
Gabelli Convertible and Income Securities Fund Inc The Series B 600 Cumulative Preferred Stock - GCV-P-B	GCV-P-B	Nov 15, 2019
Constellation Alpha Capital Corp Warrant - CNACW	CNACW	Nov 15, 2019
Trinity Merger Corp Class A - TMCX	TMCX	Nov 14, 2019
Trinity Merger Corp Unit - TMCXU	TMCXU	Nov 14, 2019
Trinity Merger Corp Warrants 11052025 - TMCXW	TMCXW	Nov 14, 2019
Rexnord Corporation Depositary Shares Series A - RXN-P-A	RXN-P-A	Nov 14, 2019
Dova Pharmaceuticals Inc - DOVA	DOVA	Nov 12, 2019
DFB Healthcare Acquisitions Corp - Units (1 Ord & 1/3 War) - DFBHU	DFBHU	Nov 08, 2019
Genomic Health, Inc - GHDX	GHDX	Nov 08, 2019
Soleno Therapeutics Inc Series A Warrant - SLNOW	SLNOW	Nov 08, 2019
Sentinel Energy Services Inc - Units (1 Class A & 1/3 War) - STNLU	STNLU	Nov 07, 2019
Sentinel Energy Services Inc - STNL	STNL	Nov 07, 2019
Sentinel Energy Services Inc Warrant - STNLW	STNLW	Nov 07, 2019
Yahoo! Inc - AABA	AABA	Nov 06, 2019
Bureau Of Fugitive Recovery Inc - RVEN	RVEN	Nov 04, 2019
Stewardship Financial Corp - SSFN	SSFN	Oct 31, 2019
Bristow Group Inc - BRS	BRS	Oct 31, 2019
Highpower International Inc - HPJ	HPJ	Oct 31, 2019
LegacyTexas Financial Group Inc - LTXB	LTXB	Oct 31, 2019
United Financial Bancorp, Inc - UBNK	UBNK	Oct 31, 2019
NRC Group Holdings Corp - NRCG	NRCG	Oct 31, 2019
Urstadt Biddle Properties Inc Preferred Stock Series G 675 - UBP-P-G	UBP-P-G	Oct 31, 2019
C&J Energy Services Inc - CJ	CJ	Oct 30, 2019
Medidata Solutions Inc - MDSO	MDSO	Oct 28, 2019
JMP Group LLC - JMPB	JMPB	Oct 25, 2019
Rudolph Technologies Inc - RTEC	RTEC	Oct 25, 2019
Social Capital Hedosophia Holdings Corp. Class A par value $0.0001 - IPOA	IPOA	Oct 25, 2019
Gladstone Commercial Corporation 775 Series A Cumulative Redeemable Preferred Stock - GOODP	GOODP	Oct 25, 2019
Social Capital Hedosophia Holdings Corp Units each consisting of one Class A Ordinary Share and onethird of one warrant - IPOA-U	IPOA-U	Oct 25, 2019
Social Capital Hedosophia Holdings Corp Warrants each whole warrant exercisable for one Class A Ordinary Share at an exercise price of 1150 - IPOA-WS	IPOA-WS	Oct 25, 2019
Sears Hometown and Outlet Stores Inc - SHOS	SHOS	Oct 23, 2019
Alder Biopharmaceuticals Inc - ALDR	ALDR	Oct 22, 2019
MAM Software Group Inc - MAMS	MAMS	Oct 21, 2019
International Speedway Corp - ISCA	ISCA	Oct 18, 2019
First Republic Bank San Francisco California Depositary Shares Series D - FRC-P-D	FRC-P-D	Oct 17, 2019
Saul Centers Inc Depositary Shares Series C - BFS-P-C	BFS-P-C	Oct 16, 2019
ACQUITY GROUP LTD (Foreign) - AQ	AQ	Oct 14, 2019
Sothebys - BID	BID	Oct 14, 2019
Versum Materials Inc - VSM	VSM	Oct 14, 2019
The Allstate Corporation Leopards Each Representing A 11000th Interest In A Share Of Fixed Rate Noncumulative Perpetual Preferred Stock Series D - ALL-P-D	ALL-P-D	Oct 14, 2019
Allstate Corporation Depositary Shares Series E - ALL-P-E	ALL-P-E	Oct 14, 2019
Allstate Corporation The Leopards Dep Shares Representing 11000th Perp Pfd - ALL-P-F	ALL-P-F	Oct 14, 2019
DryShips Inc - DRYS	DRYS	Oct 11, 2019
Monotype Imaging Holdings Inc - TYPE	TYPE	Oct 11, 2019
Public Storage Depositary Shares Series U - PSA-P-U	PSA-P-U	Oct 11, 2019
Connecticut Water Service Inc - CTWS	CTWS	Oct 09, 2019
Castle Brands Inc - ROX	ROX	Oct 09, 2019
Halcon Resources Corp - HK	HK	Oct 08, 2019
Oaktree Capital Group LLC - OAK	OAK	Oct 08, 2019
Tower International Inc - TOWR	TOWR	Oct 08, 2019
Carbon Black Inc - CBLK	CBLK	Oct 08, 2019
Northstar Realty Europe Corp - NRE	NRE	Oct 07, 2019
The Carlyle Group L.P. - TCGP	TCGP	Oct 04, 2019
Alexandria Real Estate Equities Inc 700 Series D Cumulative Convertible Preferred Stock - ARE-P-D	ARE-P-D	Oct 04, 2019
National Retail Properties Depositary Shares Series E - NNN-P-E	NNN-P-E	Oct 04, 2019
Pointer Telocation Ltd - PNTR	PNTR	Oct 03, 2019
Black Ridge Acquisition Corp Warrants 10072024 - BRACW	BRACW	Oct 02, 2019
Gladstone Capital Corporation 6.00% Series 2024 Term Preferred Stock - GLADN	GLADN	Oct 01, 2019
DTE Energy Company 2016 Corporate Units - DTV	DTV	Sep 30, 2019
Halcon Resources Corporation Warrant - HK-WS	HK-WS	Sep 30, 2019
Tribune Media Company - TRCO	TRCO	Sep 27, 2019
Entree Gold Inc - EGI	EGI	Sep 27, 2019
Chesapeake Lodging Trust - CHSP	CHSP	Sep 26, 2019
Cray Inc - CRAY	CRAY	Sep 25, 2019
Del Frisco's Restaurant Group Inc - DFRG	DFRG	Sep 25, 2019
Shutterfly, Inc - SFLY	SFLY	Sep 25, 2019
Finisar Corp - FNSR	FNSR	Sep 24, 2019
Peak Resorts, Inc - SKIS	SKIS	Sep 24, 2019
BT Group plc - BT	BT	Sep 20, 2019
Intermolecular Inc - IMI	IMI	Sep 20, 2019
MidSouth Bancorp, Inc - MSL	MSL	Sep 20, 2019
EMC Insurance Group Inc - EMCI	EMCI	Sep 19, 2019
Speedway Motorsports, Inc - TRK	TRK	Sep 17, 2019
Total System Services, Inc - TSS	TSS	Sep 17, 2019
Kimco Realty Corporation DEPOSITARY SH REPSTG 11000TH PFD SER I - KIM-P-I	KIM-P-I	Sep 13, 2019
Kimco Realty Corporation Depositary Shares Series K - KIM-P-K	KIM-P-K	Sep 13, 2019
ASV Holdings Inc - ASV	ASV	Sep 11, 2019
- MMDM	MMDM	Sep 11, 2019
NxtID Inc Wt Exp 02092019 - NXTDW	NXTDW	Sep 11, 2019
Modern Media Acquisition Corp. Unit - MMDMU	MMDMU	Sep 10, 2019
- MMDMR	MMDMR	Sep 10, 2019
Hydrogenics Corp - HYGS	HYGS	Sep 09, 2019
- MMDMW	MMDMW	Sep 09, 2019
Bank of America Corporation Depository Shares Series W - BAC-P-W	BAC-P-W	Sep 06, 2019
Seadrill Partners LLC - SDLP	SDLP	Sep 05, 2019
MBT Financial Corp - MBTF	MBTF	Sep 03, 2019
PHI Inc - PHIIK	PHIIK	Sep 03, 2019
Ascent Capital Group Inc - ASCMA	ASCMA	Aug 30, 2019

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