Equities

Name	Ticker	Last Returns
QEP Resources Inc - QEP	QEP	Mar 18, 2021
Red Lion Hotels Corp - RLH	RLH	Mar 17, 2021
LSC Communications Inc - LKSD	LKSD	Mar 10, 2021
Oxford Immunotec Global PLC - OXFD	OXFD	Mar 08, 2021
PRGX Global Inc - PRGX	PRGX	Mar 03, 2021
National Holdings Corp - NHLD	NHLD	Feb 25, 2021
Monroe Capital Corporation 575 Notes due 2023 - MRCCL	MRCCL	Feb 17, 2021
Corporate Asset Backed Corp CABCO Corporate Asset Backed Corporation CABCO Series 2004102 Trust SBC Communications Inc Collared Floating Rate Cllable Certi - GYC	GYC	Feb 16, 2021
Norbord Inc - OSB	OSB	Feb 03, 2021
NATIONAL GEN HLDGS CORP - NGHCO	NGHCO	Feb 02, 2021
National General Holdings Corp - NGHCP	NGHCP	Feb 02, 2021
National General Holdings Corp - NGHCZ	NGHCZ	Feb 02, 2021
J.C. Penney Company, Inc - JCP	JCP	Feb 01, 2021
Mid-Con Energy Partners LP - MCEP	MCEP	Jan 21, 2021
National General Holdings Corp - NGHC	NGHC	Jan 04, 2021
MVC Capital, Inc - MVC	MVC	Dec 24, 2020
MVC Capital Inc 625 Senior Notes due 2022 - MVCD	MVCD	Dec 24, 2020
Entergy Louisiana LLC - ELU	ELU	Dec 18, 2020
Seaspan Corporation 7125 Notes due 2027 - SSWA	SSWA	Dec 09, 2020
Lilis Energy, Inc - LLEX	LLEX	Dec 04, 2020
Hudson Ltd - Ordinary Shares - Class A - HUD	HUD	Dec 02, 2020
MobileIron, Inc - MOBL	MOBL	Dec 01, 2020
Legacy Acquisition Corp. Class A par value $0.0001 per share - LGC	LGC	Nov 20, 2020
Mylan Inc - MYL	MYL	Nov 19, 2020
MC SHIPPING INC - MCX	MCX	Nov 19, 2020
MyoKardia Inc - MYOK	MYOK	Nov 17, 2020
Libbey Inc - LBY	LBY	Nov 13, 2020
SandRidge Mississippian Trust II - SDR	SDR	Nov 13, 2020
KBL Merger Corp. IV Unit - KBLMU	KBLMU	Nov 06, 2020
Entergy Texas, Inc - EZT	EZT	Oct 30, 2020
Immunomedics, Inc - IMMU	IMMU	Oct 23, 2020
New Media Investment Group Inc - NEWM	NEWM	Oct 20, 2020
Health Insurance Innovations Inc - HIIQ	HIIQ	Aug 21, 2020
NII Holdings Inc - NIHD	NIHD	Aug 03, 2020
The Royal Bank of Scotland Group plc - RBS	RBS	Jul 31, 2020
Quintana Energy Services Inc - Ordinary Shares - QES	QES	Jul 27, 2020
People's Utah Bancorp - PUB	PUB	Jul 10, 2020
New York & Company, Inc - NWY	NWY	Jul 06, 2020
IBERIABANK Corp - IBKC	IBKC	Jul 01, 2020
Differential Brands Group Inc - DFBG	DFBG	Jun 18, 2020
Nebula Acquisition Corp - Units (1 Cls A Ord & 1/3 War) - NEBUU	NEBUU	Jun 10, 2020
Melrose Bancorp, Inc - MELR	MELR	Jun 02, 2020
Nuvectra Corp - NVTR	NVTR	Jun 02, 2020
Becton Dickinson and Company Depositary Shares - BDXA	BDXA	Apr 30, 2020
Quorum Health Corp - QHC	QHC	Apr 07, 2020
MabVax Therapeutics Holdings, Inc - MBVX	MBVX	Mar 19, 2020
Real Goods Solar, Inc - RGSE	RGSE	Mar 05, 2020
Parker Drilling Company - PKD	PKD	Feb 10, 2020
Grupo Casa Saba SA De CV - SAB	SAB	Feb 10, 2020
Oaktree Specialty Lending Corporation 5875 Senior Notes due 2024 - OSLE	OSLE	Jan 31, 2020
McDermott International - MDR	MDR	Jan 22, 2020
QLT Inc - NVLN	NVLN	Jan 16, 2020
Northern Trust Corp - NTRSP	NTRSP	Dec 31, 2019
Key Energy Services, Inc - KEG	KEG	Nov 27, 2019
Halcon Resources Corp - HK	HK	Oct 08, 2019
Oaktree Capital Group LLC - OAK	OAK	Oct 08, 2019
PHI Inc - PHIIK	PHIIK	Sep 03, 2019
PHI Inc - PHII	PHII	Aug 30, 2019
Aoxin Tianli Group, Inc - ABAC	ABAC	Aug 08, 2019
Oncomed Pharmaceuticals Inc - OMED	OMED	Apr 23, 2019
I-AM Capital Acquisition Company - Ordinary Shares - IAM	IAM	Apr 11, 2019
Saban Capital Acquisition Corp. Units - SCACU	SCACU	Mar 29, 2019
Immune Pharmaceuticals, Inc - IMNP	IMNP	Feb 19, 2019
Ditech Holding Corp - Ordinary Shares New - DHCP	DHCP	Feb 11, 2019
EOCC - EOCC	EOCC	Dec 28, 2018
Gafisa S.A. - GFA	GFA	Dec 14, 2018
Perry Ellis International, Inc - PERY	PERY	Oct 22, 2018
ILG Inc - ILG	ILG	Aug 31, 2018
Cotiviti Holdings Inc - COTV	COTV	Aug 27, 2018
U.S. Geothermal Inc - HTM	HTM	Jul 09, 2018
Tallgrass Energy GP, LP - TEGP	TEGP	Jun 29, 2018
Argo Group International Holdings, Ltd - AGII	AGII	May 04, 2018
BrownForman Corp - BF.B	BF.B	Jun 26, 2017
Qwest Corp - CTQ	CTQ	Sep 06, 2016