Equities

Name	Ticker	Last Returns
Unilever NV - UN	UN	Nov 27, 2020
Fuling Global Inc - FORK	FORK	Nov 23, 2020
KTOVW - KTOVW	KTOVW	Nov 23, 2020
Legacy Acquisition Corp. Class A par value $0.0001 per share - LGC	LGC	Nov 20, 2020
Legacy Acquisition Corp Units each consisting of one share of Class A Common Stock and one Warrant to purchase onehalf of one share of Class A Common Stock - LGC-U	LGC-U	Nov 20, 2020
Legacy Acquisition Corp Warrants exercisable for onehalf of one share of Class A Common Stock for 575 per half share or 1150 per whole share - LGC-WS	LGC-WS	Nov 20, 2020
Mylan Inc - MYL	MYL	Nov 19, 2020
MC SHIPPING INC - MCX	MCX	Nov 19, 2020
Yintech Investment Holdings Ltd ADR (Sponsored) - YIN	YIN	Nov 18, 2020
MyoKardia Inc - MYOK	MYOK	Nov 17, 2020
CF Finance Acquisition Corp - CFFA	CFFA	Nov 17, 2020
CF Finance Acquisition Corp Units 1 Ord Class A 1 War - CFFAU	CFFAU	Nov 17, 2020
CF Finance Acquisition Corp Red Wt Exp 04302025 - CFFAW	CFFAW	Nov 17, 2020
AMAG Pharmaceuticals, Inc - AMAG	AMAG	Nov 16, 2020
Libbey Inc - LBY	LBY	Nov 13, 2020
SandRidge Mississippian Trust II - SDR	SDR	Nov 13, 2020
American Financial Group Inc 6000 Sub Deb 11152055 - AFGH	AFGH	Nov 13, 2020
Montage Resources Corp - MR	MR	Nov 13, 2020
Eclipse Resources Corp - ECR	ECR	Nov 12, 2020
Wright Medical Group Inc - WMGI	WMGI	Nov 11, 2020
Jernigan Capital Inc 700 Series B Cumulative Redeemable Perpetual Preferred Stock - JCAP-P-B	JCAP-P-B	Nov 09, 2020
Bitauto Hldg Ltd (ADR) - BITA	BITA	Nov 06, 2020
KBL Merger Corp. IV Unit - KBLMU	KBLMU	Nov 06, 2020
KBL Merger Corp IV Right - KBLMR	KBLMR	Nov 06, 2020
Atlas Financial Holdings Inc - AFH	AFH	Nov 05, 2020
Town Sports International Holdings, Inc - CLUB	CLUB	Nov 05, 2020
CBL Associates Properties Inc Dep Shares Repstg 110th Preferred Series D - CBL-P-D	CBL-P-D	Nov 03, 2020
Advanced Disposal Services Inc - ADSW	ADSW	Nov 02, 2020
Stage Stores Inc - SSI	SSI	Nov 02, 2020
Pacific Drilling SA - PACD	PACD	Nov 02, 2020
Entergy Texas, Inc - EZT	EZT	Oct 30, 2020
Garrison Capital Inc - GARS	GARS	Oct 29, 2020
Tsakos Energy Navigation Ltd 8875 Series C Preferred Cumulative Redeemable Perpetual Preferred Shares - TNP-P-C	TNP-P-C	Oct 29, 2020
LMFAW - LMFAW	LMFAW	Oct 28, 2020
Rosetta Stone Inc - RST	RST	Oct 26, 2020
Immunomedics, Inc - IMMU	IMMU	Oct 23, 2020
Diamondpeak Holdings Corp Unit 1 Ordinary share Cls A 13 Wrt - DPHCU	DPHCU	Oct 23, 2020
NextEra Energy Inc Series I Junior Subordinated Debentures due November 15 2072 - NEE-P-I	NEE-P-I	Oct 23, 2020
NextEra Energy Inc Series J Junior Subordinated Debentures due January 15 2073 - NEE-P-J	NEE-P-J	Oct 23, 2020
DTE Energy Company Pfd. - DTQ	DTQ	Oct 21, 2020
PartnerRe Ltd Redeemable Preferred Shares Series F Bermuda - PRE-P-F	PRE-P-F	Oct 21, 2020
New Media Investment Group Inc - NEWM	NEWM	Oct 20, 2020
WR Berkley Corporation 5625 Subordinated Debentures due 2053 - WRB-P-B	WRB-P-B	Oct 20, 2020
Southern Company The 625 Jr Sub Note Ser 2015A 10152075 - SOJA	SOJA	Oct 19, 2020
UMH Properties Inc 80 Series B Cumulative Redeemable Preferred Stock - UMH-P-B	UMH-P-B	Oct 19, 2020
FinTech Acquisition Corp III Units 1 Ord ClassA 05 Warrant - FTACU	FTACU	Oct 16, 2020
FinTech Acquisition Corp III WT Exp 12012023 - FTACW	FTACW	Oct 16, 2020
Forum Merger Corporation Unit - FMCIU	FMCIU	Oct 15, 2020
On Deck Capital, Inc - ONDK	ONDK	Oct 15, 2020
Forum Merger Corp - FMCI	FMCI	Oct 15, 2020
Chaparral Energy Inc - CHAP	CHAP	Oct 14, 2020
Insurance Acquisition Corp Units1 OrdSh Cls A 12 Wrt - INSUU	INSUU	Oct 14, 2020
Digital Realty Trust Inc Preferred Series G - DLR-P-G	DLR-P-G	Oct 14, 2020
Entergy Arkansas, Inc - EAB	EAB	Oct 13, 2020
Aimmune Therapeutics, Inc - AIMT	AIMT	Oct 13, 2020
Central European Media Enterprises Ltd - CETV	CETV	Oct 13, 2020
Entergy Arkansas, Inc - EAE	EAE	Oct 13, 2020
Pier 1 Imports Inc - PIR	PIR	Oct 13, 2020
Cool Holdings Inc - AWSM	AWSM	Oct 13, 2020
TIM Participacoes S.A. - TSU	TSU	Oct 12, 2020
Sky Solar Holdings, Ltd - SKYS	SKYS	Oct 09, 2020
Vivint Solar, Inc - VSLR	VSLR	Oct 09, 2020
FIRST REPUBLIC BANK Depositary Shares Series F - FRC-P-F	FRC-P-F	Oct 08, 2020
Noble Energy, Inc - NBL	NBL	Oct 06, 2020
Aduro BioTech, Inc - ADRO	ADRO	Oct 05, 2020
Delphi Technologies PLC - DLPH	DLPH	Oct 02, 2020
E TRADE Financial Corp - ETFC	ETFC	Oct 02, 2020
InnerWorkings, Inc - INWK	INWK	Oct 02, 2020
Momenta Pharmaceuticals, Inc - MNTA	MNTA	Oct 02, 2020
EP Energy Corp - EPE	EPE	Oct 01, 2020
Pfenex Inc - PFNX	PFNX	Oct 01, 2020
Shiloh Industries, Inc - SHLO	SHLO	Oct 01, 2020
Therapix Biosciences Ltd - TRPX	TRPX	Oct 01, 2020
Tortoise Acquisition Corp Units each consisting of one share of Class A Common Stock and onehalf of one Warrant - SHLL-U	SHLL-U	Oct 01, 2020
Craft Brew Alliance Inc - BREW	BREW	Sep 30, 2020
8i Enterprises Acquisition Corp Tradeable Rights May 2019 - JFKKR	JFKKR	Sep 30, 2020
8i Enterprises Acquisition Corp Units 1 Ord 1 Wrt 1 Rts - JFKKU	JFKKU	Sep 30, 2020
CNX Midstream Partners LP representing limited partner interests - CNXM	CNXM	Sep 29, 2020
Asta Funding Inc - ASFI	ASFI	Sep 29, 2020
Public Storage Depositary Shares Series W - PSA-P-W	PSA-P-W	Sep 29, 2020
Public Storage Depositary Shares Series X - PSA-P-X	PSA-P-X	Sep 29, 2020
Principia Biopharma Inc - PRNB	PRNB	Sep 28, 2020
Just Energy Group Inc 850 Series A FixedtoFloating Rate Cumulative Redeemable Perpetual Preferred Shares - JE-P-A	JE-P-A	Sep 28, 2020
Gabelli Dividend Income Tr Preferred Series A - GDV-P-A	GDV-P-A	Sep 24, 2020
The Hanover Insurance Group, Inc - THGA	THGA	Sep 22, 2020
Prudential Financial Inc 575 Junior Subordinated Notes Due 2052 - PJH	PJH	Sep 22, 2020
Majesco - MJCO	MJCO	Sep 21, 2020
Federal Agricultural Mortgage Corporation 5875 NonCUmulative Preferred Stock Series A - AGM-P-A	AGM-P-A	Sep 18, 2020
58.com Inc - WUBA	WUBA	Sep 17, 2020
MeetMe Inc - MEET	MEET	Sep 04, 2020
Unit Corp - UNT	UNT	Sep 04, 2020
Digital Realty Trust Inc 6350 Series I Cumulative Redeemable Preferred Stock par value 001 per share - DLR-P-I	DLR-P-I	Sep 04, 2020
LogMeIn Inc - LOGM	LOGM	Aug 31, 2020
Commerce Bancshares Inc - CBSHP	CBSHP	Aug 31, 2020
PNC Financial Services Group Inc The Depositary Shares Series Q - PNC-P-Q	PNC-P-Q	Aug 31, 2020
SAEXPLORATION HOLDINGS, INC. - SAEX	SAEX	Aug 28, 2020
GlobalSCAPE, Inc - GSB	GSB	Aug 28, 2020
Jason Industries Inc - JASN	JASN	Aug 28, 2020
Collier Creek Holdings Units each consisting of one Class A ordinary share 00001 par value and onethird of one redeemable warrant - CCH-U	CCH-U	Aug 28, 2020
Piper Jaffray Companies - PJC	PJC	Aug 27, 2020
Revolution Lighting Technologies Inc - RVLT	RVLT	Aug 24, 2020
Health Insurance Innovations Inc - HIIQ	HIIQ	Aug 21, 2020
Pure Acquisition Corp Class A - PACQ	PACQ	Aug 21, 2020
Pure Acquisition Corp Units 1 Cls A Ord 12 War - PACQU	PACQU	Aug 21, 2020
Pure Acquisition Corp Warrants 17042023 - PACQW	PACQW	Aug 21, 2020
Legg Mason Inc 6375 Jr Sub Nt 03152056 - LMHA	LMHA	Aug 21, 2020
Legg Mason Inc 545 Junior Subordinated Notes due 2056 - LMHB	LMHB	Aug 21, 2020
Bellatrix Exploration Ltd - BXE	BXE	Aug 20, 2020
Endologix, Inc - ELGX	ELGX	Aug 20, 2020
Global Eagle Entertainment Inc - ENT	ENT	Aug 20, 2020
VIVUS, Inc - VVUS	VVUS	Aug 20, 2020
Sigma Designs Inc - SIGM	SIGM	Aug 17, 2020
ForeScout Technologies Inc - Ordinary Shares - FSCT	FSCT	Aug 17, 2020
Franklin Financial Network, Inc - FSB	FSB	Aug 14, 2020
nan - GBLIZ	GBLIZ	Aug 14, 2020
Golden Bull Ltd - Ordinary Shares - DNJR	DNJR	Aug 06, 2020
Eyegate Pharmaceuticals Inc Wt Exp 2020 - EYEGW	EYEGW	Aug 05, 2020
AGFSW - AGFSW	AGFSW	Aug 04, 2020
NII Holdings Inc - NIHD	NIHD	Aug 03, 2020
TLRD - TLRD	TLRD	Aug 03, 2020
TerraForm Power, Inc - TERP	TERP	Jul 31, 2020
Gain Capital Holdings Inc - GCAP	GCAP	Jul 31, 2020
Legg Mason Inc - LM	LM	Jul 31, 2020
The Royal Bank of Scotland Group plc - RBS	RBS	Jul 31, 2020
Sussex Bancorp - SBBX	SBBX	Jul 31, 2020
Crown Castle International Corporation 6875 Mandatory Convertible Preferred Stock Series A - CCI-P-A	CCI-P-A	Jul 31, 2020
Denbury Resources Inc - DNR	DNR	Jul 30, 2020
Eca Marcellus Trust I - ECT	ECT	Jul 30, 2020
CryoPort Inc Wt Exp 06302020 - CYRXW	CYRXW	Jul 29, 2020
Tetraphase Pharmaceuticals Inc - TTPH	TTPH	Jul 28, 2020
Thunder Bridge Acquisition Ltd Warrants 21122024 - TBRGW	TBRGW	Jul 28, 2020
Quintana Energy Services Inc - Ordinary Shares - QES	QES	Jul 27, 2020
RTI Surgical Inc - RTIX	RTIX	Jul 22, 2020
Briggs & Stratton Corp - BGG	BGG	Jul 20, 2020
Standard Diversified Inc - SDI	SDI	Jul 16, 2020
People's Utah Bancorp - PUB	PUB	Jul 10, 2020
MSB Financial Corp - MSBF	MSBF	Jul 10, 2020
Public Storage Dep Shs Repstg 11000th Pfd Sh Ben Int Ser V - PSA-P-V	PSA-P-V	Jul 09, 2020
CATASYS INC - CATS	CATS	Jul 06, 2020
New York & Company, Inc - NWY	NWY	Jul 06, 2020
New York Company Inc - RTW	RTW	Jul 06, 2020
Portola Pharmaceuticals Inc - PTLA	PTLA	Jul 02, 2020
IBERIABANK Corp - IBKC	IBKC	Jul 01, 2020
Mobile Mini Inc - MINI	MINI	Jul 01, 2020
Gordon Pointe Acquisition Corp - GPAQ	GPAQ	Jul 01, 2020
Alio Gold Inc. (Canada) - ALO	ALO	Jul 01, 2020
Arya Sciences Acquisition Corp Units 1 Ord Cls A 05 War - ARYAU	ARYAU	Jul 01, 2020
Arya Sciences Acquisition Corp Warrants 10102025 - ARYAW	ARYAW	Jul 01, 2020
Gordon Pointe Acquisition Corp Units 1 Cls A Ord 1 War - GPAQU	GPAQU	Jul 01, 2020
Gordon Pointe Acquisition Corp Warrant - GPAQW	GPAQW	Jul 01, 2020
IBERIABANK Corp Dep Shs Repstg 1400th Int FxdFltg Non Cum Perp Pfd Ser D - IBKCN	IBKCN	Jul 01, 2020
IBKCO - IBKCO	IBKCO	Jul 01, 2020
IBKCP - IBKCP	IBKCP	Jul 01, 2020
Aradigm Corp - ARDM	ARDM	Jun 30, 2020
GNC Holdings Inc - GNC	GNC	Jun 30, 2020
Tech Data Corp - TECD	TECD	Jun 30, 2020
Covia Holdings Corp - CVIA	CVIA	Jun 30, 2020
Adesto Technologies Corp - IOTS	IOTS	Jun 29, 2020
Act II Global Acquisition Corp Unit 1 Ord Cl A 12 Red Wt - ACTTU	ACTTU	Jun 24, 2020
Act II Global Acquisition Corp Warrants 30042026 - ACTTW	ACTTW	Jun 24, 2020
Anixter International Inc - AXE	AXE	Jun 19, 2020
Fred's, Inc - FRED	FRED	Jun 19, 2020
Progenics Pharmaceuticals, Inc - PGNX	PGNX	Jun 19, 2020
Differential Brands Group Inc - DFBG	DFBG	Jun 18, 2020
Centric Brands Inc - CTRC	CTRC	Jun 18, 2020
EQT Midstream Partners LP - EQM	EQM	Jun 16, 2020
Pyxus International - PYX	PYX	Jun 16, 2020
Pacific Special Acquisition Corp - PAACU	PAACU	Jun 16, 2020
Pacific Special Acquisition Corp - PAAC	PAAC	Jun 16, 2020
Pacific Special Acquisition Corp Rt - PAACR	PAACR	Jun 16, 2020
PAACW - PAACW	PAACW	Jun 16, 2020
Health Sciences Acquisitions Corp Unit 1 Ordinary share 1 Wrt - HSACU	HSACU	Jun 15, 2020
Avianca Holdings SA (ADR) - AVH	AVH	Jun 10, 2020
Nebula Acquisition Corp - Units (1 Cls A Ord & 1/3 War) - NEBUU	NEBUU	Jun 10, 2020
Stemline Therapeutics Inc - STML	STML	Jun 10, 2020
Nebula Acquisition Corporation Warrant - NEBUW	NEBUW	Jun 10, 2020
Alta Mesa Resources Inc Warrant - AMRWW	AMRWW	Jun 08, 2020
CenterState Banks Inc - CSFL	CSFL	Jun 05, 2020
The Vivaldi Opportunities Fund - VAM	VAM	Jun 05, 2020
Sensus Healthcare Inc Warrant - SRTSW	SRTSW	Jun 04, 2020
Melrose Bancorp, Inc - MELR	MELR	Jun 02, 2020
Nuvectra Corp - NVTR	NVTR	Jun 02, 2020
Opus Bank - OPB	OPB	Jun 01, 2020
TiVo Inc - TIVO	TIVO	Jun 01, 2020
MS Structured Asset Corp SATURNS JC Penney Company Inc DebBkd Series 20071 70 - HJV	HJV	Jun 01, 2020
Select Asset Inc Select Asset Inc on behalf of Corporate Backed Callable Trust Certificates JC Penney Debenture Backed Series 20071 Trust - JBN	JBN	Jun 01, 2020
Select Asset Inc Corporate Backed Callable Trust Certificates JC Penney DebentureBacked Series 20061 Class A1 - JBR	JBR	Jun 01, 2020
Corts 7625 Pfd - KTP	KTP	Jun 01, 2020
FGL Holdings Warrants - FG-WS	FG-WS	Jun 01, 2020
Akorn, Inc - AKRX	AKRX	May 29, 2020
Pioneer Energy Services Corp - PES	PES	May 29, 2020
Wellesley Bancorp Inc - WEBK	WEBK	May 29, 2020
WABCO Holdings Inc - WBC	WBC	May 28, 2020
Correvio Pharma Corp - CORV	CORV	May 27, 2020
NeuroMetrix Inc Wt Exp 04082020 - NUROW	NUROW	May 27, 2020
Cytori Therapeutics Inc Series S Warrant - CYTXZ	CYTXZ	May 26, 2020
Deutsche Bk Contingent Cap TR II Tr Pfd Sec - DXB	DXB	May 22, 2020
Zions Bancorporation Warrants - ZIONW	ZIONW	May 22, 2020
Continental Materials Corp - CUO	CUO	May 19, 2020
BroadVision, Inc - BVSN	BVSN	May 18, 2020